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Andrew Ross Gordon

Jefferies LLC

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About Andrew Ross Gordon

Andrew Ross Gordon has been active in the financial services industry since January 2, 2010. Andrew is currently registered with Jefferies LLC, and has held previous registrations with RBC Capital Markets, LLC, Bear, Stearns & Co. Inc., Bear, Stearns Securities Corp., and Cathay Financial LLC. Andrew is licensed to conduct business in New York. Andrew holds Series 3, 7, 63, and 30 licenses.

Firm Information

Andrew Gordon is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Gordon’s Registration & Firm History

NY

04/08/2021 - Present

Jefferies LLC (NEW YORK NY)

NY

03/31/2016 - 02/24/2021

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

09/23/2004 - 03/12/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

09/23/2004 - 03/12/2008

BEAR, STEARNS SECURITIES CORP. (NEW YORK NY)

NY

06/08/2001 - 04/26/2004

CATHAY FINANCIAL LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/26/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/31/2017

Series 30 - NFA Branch Manager Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/2016

Series 3 - National Commodity Futures Examination

BC

Issued 03/31/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Andrew Ross Gordon.
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