Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Vaughan is a registered investment advisor representative with Fidelity Personal and Workplace Advisors. Andrew has been in the industry since 2018 and holds Series 6, 7TO, 63, and 65 licenses. Andrew has experience with Wells Fargo Clearing Services, LLC and Wells Fargo Bank, NA. Andrew Vaughan is registered in multiple states. Fidelity Personal And Workplace Advisors manages over $818 billion in assets and services a variety of client types, including individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
07/14/2020 - Present
Fidelity Personal AND Workplace Advisors (SALT LAKE CITY UT)
UT
05/02/2018 - 03/04/2020
WELLS FARGO CLEARING SERVICES, LLC (RIVERTON UT)
IA
Issued 06/04/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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