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Andrew Rome

Seia

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About Andrew Rome

Andrew Rome is a registered representative with the firm Seia. Andrew has been in the financial services industry since August 2011 and is currently registered in both Illinois and Oregon. Andrew holds the Series 66, Series 7 and SIE securities licenses. Andrew is also an insurance producer. Andrew has a long history of experience in the financial services industry working with firms including Signator Investors, Inc., OSAIC WEALTH, INC. Andrew is a board member for a charitable organization as well as the Jewish Federation of Greater Portland. Andrew's expertise includes Financial Planning, portfolio management for individuals and businesses, and selection of other advisers.

Firm Information

Andrew Rome is currently registered with Seia. Seia is a financial advisory firm based in Los Angeles, California. They offer financial planning, educational seminars, selection of other advisers, and portfolio management for individuals and businesses. Seia has a total of 103 registered representatives and manages approximately $14.2 billion in assets. The firm primarily serves high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
Seia

2121 AVENUE OF THE STARS

LOS ANGELES, CA 90067

$14.21B

Assets Under Management

74

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Andrew Rome’s Registration & Firm History

IL

10/24/2014 - Present

Seia (Chicago IL)

VA

11/02/2018 - 08/23/2023

OSAIC WEALTH, INC. (TYSONS CORNER VA)

VA

08/10/2011 - 11/02/2018

SIGNATOR INVESTORS, INC. (TYSONS CORNER VA)

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Licenses & Designations

BOTH

Issued 09/16/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/09/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Rome.
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