Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Rodriguez is a financial advisor with over 20 years of experience in the industry. Andrew is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Florida and Texas. Andrew has a strong background in securities and investment advisory services, and is committed to providing personalized financial guidance to individuals and families. Andrew is passionate about helping clients achieve their financial goals through a comprehensive approach to investment management. Andrew is also a registered principal with Merrill Lynch, Pierce, Fenner & Smith Inc. and holds licenses in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/16/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Ponte Vedra FL)
FL
08/01/2011 - 03/23/2012
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
PA
08/31/2010 - 01/25/2011
INVESTORS CAPITAL CORP. (HORSHAM PA)
PA
07/22/2003 - 07/12/2010
VANGUARD MARKETING CORPORATION (MALVERN PA)
PA
10/28/2002 - 05/06/2003
BNP PARIBAS BROKERAGE SERVICES, INC. (KING OF PRUSSIA PA)
NY
01/08/2001 - 10/02/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 03/23/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/05/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/28/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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