Invested Better
Unclaimed

Unclaimed

Unclaimed

Andrew Robert Serino

CTC, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Andrew? Claim Your Profile

About Andrew Robert Serino

Andrew Serino is a financial professional registered with CTC, LLC, located in Chicago, IL. Andrew is a Series 57TO and SIE licensed individual. Andrew has been in the industry since May 30, 2024 and is registered with 10 Self-Regulatory Organizations (SROs) and one FINRA.

Firm Information

Andrew Serino is currently registered with CTC, LLC. CTC, LLC is a Limited Liability Company that was formed on January 2, 1998. The firm has been approved for SEC registration and has a history of 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

193

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Andrew Serino’s Registration & Firm History

IL

05/31/2024 - Present

CTC, LLC (CHICAGO IL)

Not sure if Andrew Robert Serino is right for you?

Licenses & Designations

BC

Issued 05/30/2024

Series 57TO - Securities Trader Exam

BC

Issued 09/19/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for Andrew Robert Serino.
Not sure if Andrew Robert Serino is right for you?