Unclaimed
Andrew Robert Marocchi is a financial professional licensed to sell securities in eight states. Andrew holds a Series 63, 6TO and SIE licenses and is registered with FINRA as an agent of Transamerica Capital, Inc. He is located in Denver, Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
10/06/2023 - Present
Transamerica Capital, Inc. (DENVER CO)
BC
Issued 08/04/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/10/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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