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Andrew Robert Fitzgerald

Fidelity Brokerage Services LLC

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About Andrew Robert Fitzgerald

Andrew Robert Fitzgerald is a financial advisor with Fidelity Brokerage Services LLC. Andrew has been in the financial services industry since 2004. Andrew holds the following licenses: Series 4, Series 7, Series 9, Series 10, Series 63, and Series 99TO. Andrew is registered in 18 states, including California, Colorado, Connecticut, District of Columbia, Florida, Illinois, Kentucky, Massachusetts, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, Texas, and Utah.

Firm Information

Andrew Fitzgerald is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Fitzgerald’s Registration & Firm History

RI

01/01/2016 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

NH

06/23/2004 - 02/12/2015

FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)

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Licenses & Designations

BC

Issued 06/28/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/04/2007

Series 4 - Registered Options Principal Examination

BC

Issued 07/11/2006

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/27/2006

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/22/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Andrew Robert Fitzgerald.
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