Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Robert Clark is a financial advisor with over 20 years of experience in the financial services industry. Andrew has held various roles at different firms, including Merrill Lynch, UBS Financial Services, and Citigroup Global Markets. Andrew is currently a registered representative with Morgan Stanley and has been with the firm since 2009. Andrew is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 66, and SIE licenses. Andrew is also a Certified Financial Planner™ (CFP®) and a licensed investment advisor in Texas and California. Andrew is a member of the CFP Board and has been recognized for his accomplishments in the financial services industry. Andrew provides financial planning and investment advice to a wide range of clients, including individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
02/20/2020 - Present
Morgan Stanley (Palm Desert CA)
CA
12/01/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PALM DESERT CA)
CA
08/10/2001 - 12/08/2008
UBS FINANCIAL SERVICES INC. (INDIAN WELLS CA)
NY
01/05/1999 - 08/20/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 09/21/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Andrew Clark is the right advisor for you? Invested Better is here to help.
