Unclaimed
Andrew Robert Claeson is a registered investment advisor representative with Capital Client Group, Inc. in Los Angeles, California. Andrew has been in the industry since April 1999. He has a Series 7, Series 63, and Series 65 licenses. Andrew also holds a Series 26 principal license. He has experience working with clients at Fidelity Brokerage Services LLC and Fidelity Investments Institutional Services Company, Inc. Andrew is also the owner of Claeson Properties, a rental property business in Saratoga Springs, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
01/22/2014 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
RI
01/03/2012 - 01/14/2014
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
12/09/1999 - 01/03/2012
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
NY
03/04/1999 - 11/02/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 03/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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