Unclaimed
Andrew Chipman is a financial advisor with John Hancock Investment Management LLC. Andrew has over 8 years of experience in the financial services industry. Andrew has a Series 7, Series 63 and Series 66 license and holds the SIE certification. Andrew's prior employment includes time at Vistia Capital, LLC, TD Ameritrade, Inc. and Fidelity Brokerage Services LLC. Andrew is registered to provide financial advice in 22 states and is an active investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
TN
03/10/2023 - Present
John Hancock Investment Management LLC (Mount Juliet TN)
TN
03/30/2022 - 03/06/2023
ALLIANCEBERNSTEIN INVESTMENTS, INC. (Nashville TN)
CO
09/10/2021 - 12/03/2021
VISTIA CAPITAL, LLC (CASTLE ROCK CO)
AZ
02/17/2016 - 02/14/2020
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC (Tempe AZ)
IL
05/13/2013 - 01/06/2016
TD AMERITRADE, INC. (CHICAGO IL)
NH
10/29/2012 - 04/29/2013
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
BOTH
Issued 06/24/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/06/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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