Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Rivera is a financial advisor with J.P. Morgan Securities LLC. Andrew has been working in the financial industry since 1999. Andrew has a Series 7, Series 63 and Series 65 license. Andrew is registered to provide investment advisory services in California and Texas. Andrew is also registered as a broker-dealer in 23 states. Andrew has a history of working with firms like Chase Investment Services Corp., WAMU Investments, Inc., J.B. Oxford & Company, and Online Stock Market, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
11/18/2013 - Present
J.p. Morgan Securities LLC (LAKEWOOD CA)
CA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (LAKEWOOD CA)
CA
01/13/2003 - 05/02/2009
WAMU INVESTMENTS, INC. (LAKEWOOD CA)
CA
03/20/2000 - 01/27/2003
J.B. OXFORD & COMPANY (SHERMAN OAKS CA)
CA
10/26/1999 - 02/29/2000
ONLINE STOCK MARKET, INC. (LOS ANGELES CA)
IA
Issued 3/30/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/3/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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