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Andrew Richman

Sterling Capital Management LLC

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About Andrew Richman

Andrew Richman is an investment advisor representative with Sterling Capital Management LLC. Andrew has been in the industry since 1991. Andrew has experience in working with individuals, corporations, and investment companies. Andrew holds Series 7, 63, and 65 licenses. Andrew is currently registered in Florida. Andrew was previously registered in New York.

Firm Information

Andrew Richman is currently registered with Sterling Capital Management LLC. Sterling Capital Management LLC is an investment advisor based in Charlotte, NC. The firm manages over $66 billion in assets for a variety of clients including individuals, corporations, pension plans, and institutional investors. Sterling Capital provides portfolio management services, including wrap fee programs, and specializes in equity and fixed income investments.
Sterling Capital Management LLC

4350 CONGRESS STREET

CHARLOTTE, NC 28209

$66.75B

Assets Under Management

22

Total Clients

31

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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wrap & model programs

Wrap & model programs

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Andrew Richman’s Registration & Firm History

FL

09/10/2020 - Present

Sterling Capital Management LLC (Palm Beach Gardens FL)

FL

01/24/1994 - 01/11/2001

FNB BROKERAGE SERVICES, INC. (STUART FL)

NY

04/17/1991 - 11/05/1993

SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 11/14/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/24/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/15/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Andrew Richman.
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