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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Staley is a financial advisor with Avantax Advisory Services in Dallas, Texas. Andrew has been in the financial industry since 2006. Andrew has a strong focus on investment planning, tax planning, income protection and asset preservation, retirement planning & business planning. Andrew has experience working with individuals, corporations, businesses and retirement plans. Andrew is a Chartered Financial Consultant (ChFC) and holds Series 6, 7, 24, 26, 63, and 66 securities licenses. Andrew has a strong history of helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
06/08/2023 - Present
Avantax Advisory Services (DALLAS TX)
WA
03/01/2021 - 06/14/2023
CETERA INVESTMENT SERVICES LLC (SPOKANE WA)
ID
08/13/2020 - 02/19/2021
CUNA BROKERAGE SERVICES, INC. (Boise ID)
OR
01/11/2019 - 03/16/2020
CETERA INVESTMENT SERVICES LLC (MEDFORD OR)
OR
01/03/2011 - 01/14/2019
CUSO FINANCIAL SERVICES, L.P. (MEDFORD OR)
CO
08/17/2010 - 09/30/2010
USAA FINANCIAL ADVISORS, INC. (COLORADO SPRINGS CO)
OR
10/30/2006 - 04/12/2010
CUSO FINANCIAL SERVICES, L.P. (MEDFORD OR)
TX
07/28/2000 - 11/08/2000
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
CO
07/11/1999 - 05/02/2000
SUPPORT SERVICES, INC. (DENVER CO)
OH
05/21/1999 - 05/01/2000
AAG SECURITIES, INC. (CINCINNATI OH)
BOTH
Issued 01/09/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2006
Series 7 - General Securities Representative Examination
BC
Issued 03/01/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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