linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Andrew Richard Robertson

Uhlmann Price Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Andrew? Claim Your Profile

About Andrew Richard Robertson

Andrew Robertson has been active in the securities industry since 1994. Andrew is a Registered Representative with Uhlmann Price Securities, LLC and is licensed in Illinois and New York. Andrew has held prior positions with MCG Securities LLC, Equitable Advisors, LLC, Wells Fargo Securities, LLC, UBS Financial Services Inc., UBS Securities LLC, BZW Securities Inc. and Goldman, Sachs & Co. Andrew has passed the Series 63, Series 24, SIE and Series 7 exams. Andrew has a diverse background in the financial services industry and is dedicated to providing clients with personalized financial advice and guidance.

Firm Information

Andrew Robertson is currently registered with Uhlmann Price Securities, LLC. Uhlmann Price Securities, LLC is a Limited Liability Company formed in February 1997. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Andrew Robertson’s Registration & Firm History

IL

02/02/2024 - Present

Uhlmann Price Securities, LLC (SKOKIE IL)

PA

01/12/2021 - 02/01/2024

MCG SECURITIES LLC (WAYNE PA)

NY

12/16/2020 - 02/09/2021

EQUITABLE ADVISORS, LLC (WOODBURY NY)

NY

05/24/2018 - 09/15/2020

WELLS FARGO SECURITIES, LLC (New York NY)

NJ

01/11/2011 - 06/30/2016

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

04/22/1998 - 11/24/2014

UBS SECURITIES LLC (NEW YORK NY)

NY

02/12/1996 - 11/11/1997

BZW SECURITIES INC. (NEW YORK NY)

NY

09/12/1991 - 01/12/1996

GOLDMAN, SACHS & CO. (NEW YORK NY)

Not sure if Andrew Richard Robertson is right for you?

Licenses & Designations

BC

Issued 04/10/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/13/1997

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Richard Robertson.
Not sure if Andrew Richard Robertson is right for you?