Unclaimed
Andrew Pezzella is a financial professional registered with the state of New York and is currently associated with Mufg Securities Americas Inc. Andrew has passed the Series 63, Series 7, Series 79 and SIE exams. Andrew has been in the financial industry for over 1 year.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/20/2021 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
BC
Issued 01/31/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/20/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/12/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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