Unclaimed
Andrew Emmett is a financial professional with over eight years of experience in the securities industry. Andrew holds the Series 79, Series 63, and SIE licenses. Andrew is registered with UBS Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/24/2015 - Present
UBS Securities LLC (New York NY)
BC
Issued 05/29/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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