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Andrew Richard Nummy

Truist Securities, Inc.

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About Andrew Richard Nummy

Andrew Richard Nummy is a financial advisor with Truist Securities, Inc. Andrew is registered with the Financial Industry Regulatory Authority (FINRA) and has a Series 7, Series 79 and Series 63 license. Andrew has been in the industry since 2020 and has experience working with individuals and families in the areas of investment planning, retirement planning and financial planning. Truist Securities, Inc. is a full-service investment bank and brokerage firm.

Firm Information

Andrew Nummy is currently registered with Truist Securities, Inc.. Truist Securities, Inc. is a Corporation formed in July 1972. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

309

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Nummy’s Registration & Firm History

NY

08/15/2020 - Present

Truist Securities, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/22/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/05/2020

Series 7TO - General Securities Representative Examination

BC

Issued 08/15/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/07/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Andrew Richard Nummy.
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