Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Esposito is a financial advisor with Principal Securities, Inc. in College Grove, TN. He has been in the industry since 2013, working with clients in Tennessee, Iowa, Ohio, and Florida. Andrew has a broad range of experience, having previously worked with Raymond James Financial Services, Inc., Truist Investment Services, Inc., and Raymond James & Associates, Inc. Andrew is a registered representative and investment advisor representative. He is also a Series 7, Series 9, Series 10, Series 24, Series 52, Series 53, and Series 63 and Series 65 licensed professional. He is dedicated to providing comprehensive financial advice and services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
TN
03/15/2023 - Present
Principal Securities, Inc. (College Grove TN)
TN
08/08/2019 - 02/09/2023
TRUIST INVESTMENT SERVICES, INC. (NASHEVILLE TN)
OH
08/12/2013 - 08/02/2019
RAYMOND JAMES FINANCIAL SERVICES, INC. (BUCYRUS OH)
FL
09/26/2014 - 06/09/2016
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
IA
Issued 09/11/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/06/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/30/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/08/2013
Series 24 - General Securities Principal Examination
BC
Issued 05/08/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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