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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Roybal is a financial advisor with LPL Financial LLC, based in San Diego, CA. Andrew has been in the financial services industry since 1995. Andrew holds the Series 7, Series 63 and SIE licenses and is registered in Alabama, Arizona, California, Colorado, Florida, Missouri, Nevada, South Carolina, and Utah. Andrew previously worked for UnionBanc Investment Services, LLC, Rickel & Associates, Inc., and Cruttenden Roth Incorporated. Andrew specializes in working with individuals, corporations, high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. Andrew provides financial planning, portfolio management, and consulting services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
06/26/2020 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
11/13/1996 - 07/08/2020
UNIONBANC INVESTMENT SERVICES, LLC (SAN DIEGO CA)
NY
01/23/1996 - 11/12/1996
RICKEL & ASSOCIATES, INC. (NEW YORK NY)
CA
12/18/1995 - 01/25/1996
CRUTTENDEN ROTH INCORPORATED (NEWPORT BEACH CA)
BC
Issued 11/29/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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