Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Upward is a financial professional with over 19 years of experience in the financial services industry. Andrew has worked for a variety of firms, including Jane Street Capital, LLC, Jane Street Execution Services, LLC, Weeden & Co. L.P., Rosenblatt Securities Inc., National Financial Services LLC, BNY ConvergEx Execution Solutions LLC, Midwood Securities, Inc., and Harborside Securities, LLC. Andrew holds a Series 7, Series 24, Series 55, Series 57TO and SIE license. Andrew is currently registered with Jane Street Capital, LLC and Jane Street Execution Services, LLC in the following states: California, Florida, Hawaii, Louisiana, New Jersey, New York, Ohio, Pennsylvania, Texas and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/05/2017 - Present
Jane Street Capital, LLC (NEW YORK NY)
CT
10/12/2015 - 01/11/2017
WEEDEN & CO.L.P. (GREENWICH CT)
NY
02/12/2013 - 10/09/2015
ROSENBLATT SECURITIES INC. (NEW YORK NY)
MA
12/04/2008 - 02/07/2013
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
NY
05/15/2007 - 11/24/2008
BNY CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)
NY
08/19/2005 - 05/07/2007
MIDWOOD SECURITIES, INC. (NEW YORK NY)
NY
01/15/2004 - 05/17/2005
HARBORSIDE SECURITIES, LLC (NEW YORK NY)
BC
Issued 04/23/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/13/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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