Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Whiting is a financial advisor with over 16 years of experience in the industry. Andrew is currently registered with Missionsquare Investment Services and holds Series 6, 7, 24, 63 and SIE licenses. Andrew was previously registered with J.P. Morgan Institutional Investments Inc., Lincoln Financial Advisors Corporation, Axa Distributors, LLC, Hartford Securities Distribution Company, Inc. and Hartford Equity Sales Company Inc. Andrew is registered in 51 states and the District of Columbia. Andrew is a dedicated professional who is committed to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
DC
12/10/2020 - Present
Missionsquare Investment Services (WASHINGTON DC)
NY
08/16/2017 - 11/17/2020
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
IN
01/09/2013 - 08/23/2017
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
NC
08/15/2011 - 11/30/2012
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
CT
01/01/2009 - 08/16/2011
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (BLOOMFIELD CT)
CT
10/25/2006 - 01/01/2009
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
BC
Issued 12/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2021
Series 24 - General Securities Principal Examination
BC
Issued 11/30/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/24/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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