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Andrew Raymond Dijohn

Charles Schwab & CO., Inc.

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About Andrew Raymond Dijohn

Andrew Raymond Dijohn is a financial professional with over 20 years of experience in the industry. Andrew has a broad range of experience, working at firms including Janney Montgomery Scott LLC, Thornburg Securities Corporation, Curian Clearing, LLC, and now Charles Schwab & Co., Inc. Andrew holds multiple licenses and designations including Series 7, 63, 66, 24, and 51. Andrew is currently registered with Charles Schwab & Co., Inc. in the state of Colorado.

Firm Information

Andrew Dijohn is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Andrew Dijohn’s Registration & Firm History

CO

04/17/2024 - Present

Charles Schwab & CO., Inc. (Lone Tree CO)

CO

03/21/2013 - 03/21/2016

CURIAN CLEARING, LLC (DENVER CO)

NM

01/24/2011 - 11/19/2012

THORNBURG SECURITIES CORPORATION (SANTA FE NM)

PA

04/29/2009 - 10/25/2010

JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)

PA

02/13/2001 - 10/02/2007

JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)

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Licenses & Designations

BOTH

Issued 12/06/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/26/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/22/2003

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 12/15/2002

Series 24 - General Securities Principal Examination

BC

Issued 04/17/2024

Series 7TO - General Securities Representative Examination

BC

Issued 11/20/2023

SIE - Securities Industry Essentials Examination

BC

Issued 02/12/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Andrew Raymond Dijohn.
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