Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Cashiola is a financial advisor with Wealthpenn.comllc. Andrew has been in the financial services industry since 1992. Andrew has experience with various firms including Raymond James Financial Services, Inc., Ameriprise Financial Services, Inc., Southwest Securities, Inc., UBS Financial Services Inc., and Legg Mason Wood Walker, Incorporated. Andrew is licensed to provide financial advice in multiple states, including Texas, California, Arizona, Colorado, Kansas, Mississippi, Nevada, New Hampshire, North Carolina, Oklahoma, Tennessee, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
11/03/2019 - Present
Wealthpenn.comllc (Houston TX)
TX
03/29/2018 - 01/07/2019
RAYMOND JAMES FINANCIAL SERVICES, INC. (KEMAH TX)
TX
01/22/2013 - 03/21/2018
AMERIPRISE FINANCIAL SERVICES, INC. (SUGAR LAND TX)
TX
08/30/2011 - 01/22/2013
SOUTHWEST SECURITIES, INC. (HOUSTON TX)
AZ
06/07/2011 - 07/22/2011
BIC DISTRIBUTORS, LLC (SCOTTSDALE AZ)
TX
03/19/2007 - 06/02/2011
MORGAN KEEGAN & COMPANY, INC. (HOUSTON TX)
NJ
08/31/1999 - 02/20/2007
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
TX
10/22/1997 - 11/09/1998
AMHERST SECURITIES GROUP, INC. (AUSTIN TX)
TX
11/06/1995 - 12/09/1996
AMHERST SECURITIES GROUP, INC. (AUSTIN TX)
MD
05/15/1995 - 11/13/1995
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
TX
08/23/1994 - 05/18/1995
WESTCAP SECURITIES, L.P. (HOUSTON TX)
NA
01/20/1993 - 08/22/1994
GOVERNMENT SECURITIES CORPORATION
NA
01/19/1993 - 08/22/1994
GSC SECURITIES, INC.
NJ
12/19/1991 - 01/22/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
05/25/1990 - 01/02/1992
REGISTERED SECURITIES CORPORATION OF TEXAS
NA
05/23/1989 - 01/02/1992
GOVERNMENT SECURITIES CORPORATION
BOTH
Issued 11/6/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/22/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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