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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Ramon Auces is a financial advisor registered in the state of Texas. Andrew has worked as a financial advisor since February 2021. Andrew is currently affiliated with Fisher Investments. Previously, Andrew was employed at TD Ameritrade, Inc., where Andrew held a General Securities Representative and Retail Off-Exchange FOREX licenses. Andrew's current employment is with Fisher Investments. Andrew is registered as an Investment Advisor Representative in the state of Texas. Andrew has taken exams for Series 3, 34, 63, 65, and SIE licenses. Andrew's primary areas of focus include: Fixed Income, Equities, Mutual Funds, Exchange Traded Funds (ETFs), and Options. Andrew also has experience with the following: Banking Products, Insurance Products, and Annuities. Andrew's current position is at Fisher Investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Portfolio assessment
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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TX
03/11/2024 - Present
Fisher Investments (PLANO TX)
TX
02/09/2021 - 01/03/2024
TD AMERITRADE, INC. (Westlake TX)
IA
Issued 03/11/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/01/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2023
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 08/23/2022
Series 3 - National Commodity Futures Examination
BC
Issued 02/09/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/16/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
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