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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Wilson is a financial advisor who has been in the industry since 1996. He is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously been registered with Chase Investment Services Corp., WAMU Investments, Inc., Carillon Investments, Inc., Brookstreet Securities Corporation, R.K. Grace & Co., First Montauk Securities Corp., Brauer & Associates, Inc., Barron Chase Securities, Inc., and R.T.G. Richards and Company, Inc.. Andrew is a licensed advisor in 53 states and is also a registered investment advisor in Florida and Texas. He holds several industry certifications including Series 7, Series 9, Series 10, Series 24, Series 52TO, and Series 53. Andrew's specializations include retirement planning, investment management, and estate planning. Andrew also has experience with rental properties.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/17/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MIAMI FL)
FL
05/02/2009 - 09/13/2011
CHASE INVESTMENT SERVICES CORP. (CORAL SPRINGS FL)
FL
07/08/2003 - 05/02/2009
WAMU INVESTMENTS, INC. (MIAMI FL)
OH
05/31/2002 - 04/28/2003
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
CA
08/14/2000 - 05/10/2002
BROOKSTREET SECURITIES CORPORATION (SAN JUAN CAPISTRANO CA)
FL
09/11/1997 - 08/18/2000
R.K. GRACE & CO. (MIAMI FL)
NJ
05/19/1997 - 09/08/1997
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
FL
01/30/1997 - 04/25/1997
BRAUER & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
04/26/1996 - 02/04/1997
BARRON CHASE SECURITIES, INC. (BOCA RATON FL)
NY
08/10/1995 - 01/17/1996
R.T.G. RICHARDS AND COMPANY, INC. (GARDEN CITY NY)
BOTH
Issued 11/13/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/02/2011
Series 4 - Registered Options Principal Examination
BC
Issued 03/25/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/27/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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