Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Smith is a registered representative with Robert W. Baird & Co. Inc. Andrew has been in the industry since 2018. Andrew is registered in 26 states including Texas, California, New York, and Florida. Andrew is also registered as an Investment Advisor Representative in Texas. Andrew has a Series 66, Series 7, and SIE license. Andrew has experience with various investment firms including Charles Schwab, Merrill Lynch, and Robinhood Financial.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
TX
09/29/2021 - Present
Robert W. Baird & Co. Inc. (Dallas TX)
TX
01/05/2021 - 10/04/2021
ROBINHOOD FINANCIAL, LLC (Westlake TX)
TX
07/30/2019 - 12/16/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (AUSTIN TX)
TX
11/08/2018 - 07/12/2019
CHARLES SCHWAB & CO., INC. (Austin TX)
BOTH
Issued 12/21/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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