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Andrew R Rotz

Fruitful

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About Andrew R Rotz

Andrew Rotz is a financial advisor with Fruitful. Andrew is a Certified Financial Planner® professional and has been in the industry since 2014. Andrew has experience providing financial advice to individuals. Andrew is also a licensed investment advisor representative in California, Louisiana, and New York. Andrew has passed the Series 7, Series 63 and Series 66 exams. Andrew is the Founder and CEO of Tide & Tempest Financial Planning, LLC. Andrew also serves as an Officer in the U.S. Navy Reserves. Andrew has previously been registered with Simplicity Financial Investment Services, Inc. and Fidelity Brokerage Services LLC.

Firm Information

Andrew Rotz is currently registered with Fruitful. Fruitful is a registered investment advisor based in New York, NY. They provide financial planning and portfolio management services to individuals. The firm manages approximately $1,384,519 in assets for 89 clients. They are registered with the SEC under the SEC number 801-126497.
Fruitful

335 MADISON AVE., 3RD FL

NEW YORK, NY 10017

$1.38M

Assets Under Management

390

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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Andrew Rotz’s Registration & Firm History

NY

11/03/2022 - Present

Fruitful (NEW YORK NY)

NJ

04/04/2018 - 05/03/2018

SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC. (SUMMIT NJ)

NC

01/23/2014 - 10/19/2017

FIDELITY BROKERAGE SERVICES LLC (CARY NC)

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Licenses & Designations

BOTH

Issued 03/06/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/06/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/03/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/23/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Andrew R Rotz.
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