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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Roquet is a financial advisor with MML Investors Services, LLC. Andrew is based in Middleton, WI and has been in the industry since April 16, 2008. Andrew is a registered representative with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 66, and SIE licenses. Andrew has experience working with individuals, corporations, trusts, foundations, and other entities. Andrew is also a partner in Earnest Consulting Group, J. Henry & Sons, and OM Financial Group LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
WI
08/14/2023 - Present
MML Investors Services, LLC (Middleton WI)
WI
05/18/2022 - 09/08/2023
LPL FINANCIAL LLC (MIDDLETON WI)
WI
04/16/2008 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (MIDDLETON WI)
BOTH
Issued 05/28/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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