Unclaimed
Andrew Mosca is a financial professional registered with Raymond James & Associates, Inc. and holds Series 7TO, Series 79TO, and Series 63 licenses. Andrew is a licensed agent in New York. His firm, Raymond James & Associates, Inc., is headquartered in St. Petersburg, FL, and has a branch office in St. Petersburg, FL. The firm has over 3761 licensed agents, 5537 Investment Adviser Representatives, and 7766 Registered Representatives. The firm manages over $433 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/11/2023 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
BC
Issued 12/20/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/15/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/11/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/30/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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