Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Morales is a financial advisor registered with Tiaa-Cref Individual & Institutional Services, LLC. Andrew is registered in 51 states for broker-dealer activities and 1 state for investment advisor activities. Andrew has been in the financial services industry for over 7 years. Andrew holds a Series 7 and Series 66 license. Andrew can provide financial planning, selection of other advisors, and portfolio management services for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NY
05/25/2021 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Bronx NY)
NY
12/15/2015 - 03/09/2018
SCOTTRADE, INC. (NEW YORK NY)
NY
07/01/2015 - 12/14/2015
LAIDLAW & COMPANY (UK) LTD. (NEW YORK NY)
BOTH
Issued 03/07/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/22/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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