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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Preston Peterson is a financial advisor with over 28 years of experience in the industry. Andrew is currently registered with Stifel, Nicolaus & Company, Inc. and has previously worked with firms such as Stone & Youngberg LLC, Capital Brokerage Corporation, McClung Capital Corporation, First Interstate Investments, Inc. and Wells Fargo Securities Inc. Andrew holds several licenses and certifications including the Series 7, 24, 52, 53, 63, and 65 exams, demonstrating a wide range of financial expertise. Andrew specializes in providing financial planning, pension consulting, educational seminars, portfolio management for businesses, and portfolio management for individuals. Andrew is registered in several states, including California, Texas, Arizona, Arkansas, Colorado, Connecticut, Delaware, Florida, Hawaii, Idaho, Illinois, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nebraska, Nevada, New Jersey, New Mexico, New York, North Carolina, Oregon, Pennsylvania, South Dakota, Tennessee, Utah, Vermont, Virginia and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/14/2020 - Present
Stifel, Nicolaus & Company, Inc. (SAN FRANCISCO CA)
CA
11/11/1998 - 11/02/2011
STONE & YOUNGBERG LLC (SAN FRANCISCO CA)
VA
06/24/1996 - 12/23/1999
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
CA
07/05/1996 - 08/30/1999
MCCLURG CAPITAL CORPORATION (SAN RAFAEL CA)
NA
12/11/1995 - 06/05/1996
FIRST INTERSTATE INVESTMENTS,INC.
CA
04/25/1994 - 07/13/1995
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
IA
Issued 07/25/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/11/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/1995
Series 2 - Non-Member General Securities Examination
BC
Issued 04/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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