Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Pearce is a registered investment advisor with Raymond James & Associates, Inc. Andrew has been in the securities industry since November 3, 1997. Andrew is registered in South Carolina and Texas. Andrew has a Series 7, Series 31, Series 63, and Series 65 license. Andrew is also registered with the Securities Industry Essentials Examination. Andrew has experience with financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. Andrew is a financial advisor in the Greenville, SC branch office. Andrew previously worked at MORGAN KEEGAN & COMPANY, INC. and CITIGROUP GLOBAL MARKETS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
03/20/2020 - Present
Raymond James & Associates, Inc. (GREENVILLE SC)
SC
04/17/2009 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (GREENVILLE SC)
SC
11/04/1997 - 05/08/2009
CITIGROUP GLOBAL MARKETS INC. (GREENVILLE SC)
IA
Issued 11/21/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 10/28/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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