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Andrew Philip Fishbone

Ceros Financial Services, Inc.

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About Andrew Philip Fishbone

Andrew Fishbone is a financial advisor with Ceros Financial Services, Inc. in New York, NY. Andrew has been in the financial services industry since 1999 and holds the Series 7, Series 63 and SIE securities licenses. Andrew has worked with National Securities Corporation, Dawson James Securities, Inc. and FAS Wealth Management Services, Inc. among others.

Firm Information

Andrew Fishbone is currently registered with Ceros Financial Services, Inc.. Ceros Financial Services, Inc. is a Corporation formed in September 1994. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the Securities and Exchange Commission. The firm has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Fishbone’s Registration & Firm History

NY

07/20/2022 - Present

Ceros Financial Services, Inc. (New York NY)

NY

04/15/2009 - 07/21/2022

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

FL

03/29/2005 - 04/03/2007

DAWSON JAMES SECURITIES, INC. (BOCA RATON FL)

FL

05/24/2001 - 03/30/2005

NATIONAL SECURITIES CORPORATION (BOCA RATON FL)

FL

05/11/2000 - 05/22/2001

FAS WEALTH MANAGEMENT SERVICES, INC. (SARASOTA FL)

FL

04/15/1999 - 05/05/2000

JWGENESIS SECURITIES, INC. (BOCA RATON FL)

FL

08/31/1998 - 04/16/1999

FAS WEALTH MANAGEMENT SERVICES, INC. (SARASOTA FL)

FL

08/15/1997 - 08/31/1998

BILTMORE SECURITIES, INC. (FT. LAUDERDALE FL)

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Licenses & Designations

BC

Issued 08/19/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/13/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 4 public disclosures for Andrew Philip Fishbone. Review regulatory record here.
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