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Andrew Peters

Aegis Capital Corp.

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About Andrew Peters

Andrew Peters is a registered representative with Aegis Capital Corp., having joined the firm in June 2015. Andrew's professional experience began in 2010 when Andrew joined JHS Capital Advisors, LLC in Sarasota, FL. Andrew has a Series 66, Series 7 and SIE license. Andrew is registered with the state of Alabama, Arizona, California, Florida, Georgia, Indiana, Maryland, Massachusetts, Michigan, Minnesota, New Hampshire, Ohio, Pennsylvania, Puerto Rico and Wisconsin. Andrew is also registered as an investment advisor representative with the states of Alabama, California, Florida, Indiana, Maryland, Michigan, Minnesota, Ohio, Pennsylvania, and Wisconsin. Andrew holds a bachelor's degree from Florida State University.

Firm Information

Andrew Peters is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Andrew Peters’s Registration & Firm History

NY

09/01/2022 - Present

Aegis Capital Corp. (NEW YORK NY)

FL

04/15/2010 - 06/17/2015

JHS CAPITAL ADVISORS, LLC (SARASOTA FL)

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Licenses & Designations

BOTH

Issued 09/15/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/13/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Andrew Peters. Review regulatory record here.
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