Unclaimed
Andrew Peter Nesi is a registered representative with Herbert J. Sims & Co, Inc. based in Philadelphia, PA. Andrew has been in the industry since 2012 and has passed the Series 52, Series 79, Series 50 and SIE exams. Andrew has been registered with FINRA since 10/12/2012.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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PA
10/12/2012 - Present
Herbert J. Sims & CO, Inc. (Philadelphia PA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 02/22/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/29/2012
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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