Unclaimed
Andrew Paul Wolf is a financial advisor with C. L. King & Associates, Inc. based in Hoboken, New Jersey. Andrew Wolf holds the Series 7, Series 63, Series 87, and SIE licenses. Andrew Wolf has been in the financial industry since 1998. Andrew Wolf has worked at several firms including LOOP Capital Markets LLC, BB&T Securities, LLC, Scott & Stringfellow, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
12/22/2021 - Present
C. L. King & Associates, Inc. (HOBOKEN NJ)
MA
03/08/2017 - 12/03/2019
LOOP CAPITAL MARKETS LLC (Boston MA)
MA
01/02/2013 - 10/13/2016
BB&T SECURITIES, LLC (BOSTON MA)
VA
08/26/1999 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (RICHMOND VA)
NY
09/19/1995 - 01/26/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 01/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/18/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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