Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Spillman is a financial advisor with Raymond James Financial Services Advisors, Inc. Andrew has been in the financial industry since November 8, 1994. Andrew has experience working with various clients including individuals, high-net-worth individuals, corporations, insurance companies, charitable organizations, and pension plans. Andrew is also a registered investment advisor in Texas. Andrew has worked for a number of firms including UBS Financial Services Inc., Smith Barney Inc. and Raymond James & Associates, Inc. Andrew holds Series 7 and Series 63 licenses and is a graduate of the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
07/12/2017 - Present
Raymond James Financial Services Advisors, Inc. (DALLAS TX)
TX
06/20/2008 - 05/05/2017
RAYMOND JAMES & ASSOCIATES, INC. (DALLAS TX)
TX
01/06/1995 - 07/07/2008
UBS FINANCIAL SERVICES INC. (DALLAS TX)
NY
11/09/1994 - 01/17/1995
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 01/24/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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