Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Paul Fox is a registered representative with HSBC Securities (USA) Inc. Andrew has been in the securities industry since 1991. Andrew is licensed to sell securities in 53 states and the District of Columbia. Andrew is also a registered investment advisor in 27 states. Andrew is registered with FINRA and the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
12/20/2010 - Present
Hsbc Securities (usa) Inc. (Buffalo NY)
FL
03/11/2008 - 02/06/2009
FIFTH THIRD SECURITIES, INC. (TAMPA FL)
FL
02/10/2006 - 03/10/2008
SUNTRUST INVESTMENT SERVICES, INC. (BRADENTON FL)
NY
01/01/2005 - 12/08/2005
HSBC SECURITIES (USA) INC. (DUNKIRK NY)
NY
04/14/2003 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
05/02/2000 - 07/31/2001
NDB CAPITAL MARKETS, LP (NEW YORK NY)
CO
11/19/1997 - 05/02/2000
SCHNEIDER SECURITIES, INC. (DENVER CO)
CO
08/08/1996 - 11/25/1997
COHIG & ASSOCIATES, INC. (ENGLEWOOD CO)
NY
10/27/1994 - 08/15/1996
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NY
07/06/1992 - 11/07/1994
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NA
06/24/1992 - 07/08/1992
J. W. GANT & ASSOCIATES, INC.
CO
03/16/1992 - 06/25/1992
KOBER FINANCIAL CORP. (ENGLEWOOD CO)
NA
04/18/1989 - 03/19/1992
J. W. GANT & ASSOCIATES, INC.
BOTH
Issued 04/19/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/15/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/18/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/30/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/17/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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