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Andrew Paul douglas Sutton

Empower Financial Services, Inc.

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About Andrew Paul douglas Sutton

Andrew Sutton is a financial professional registered in Wisconsin and is currently employed with Empower Financial Services, Inc. Andrew has been in the securities industry since 2019 and has passed the SIE, Series 63, and Series 6TO exams. Andrew's registration is currently active.

Firm Information

Andrew Sutton is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Sutton’s Registration & Firm History

CO

10/24/2019 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 11/04/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/24/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/10/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Paul douglas Sutton.
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