Unclaimed
Andrew Cunningham is a financial professional with over 15 years of experience in the industry. Andrew is currently registered with Foreside Fund Services, LLC and has been active in the industry since March 27, 2010. Andrew has a wide range of experience in the financial services industry, having previously worked with firms such as MAN INVESTMENTS INC., KNIGHT CAPITAL AMERICAS, L.P., CITIGROUP GLOBAL MARKETS INC. and MORGAN STANLEY & CO., INCORPORATED. Andrew holds the following FINRA Series licenses: 7, 14, 24, 63, and 87. Andrew is also licensed in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/05/2020 - Present
Foreside Fund Services, LLC (New York NY)
NY
03/01/2012 - 12/15/2014
MAN INVESTMENTS INC. (NEW YORK NY)
NJ
11/11/2010 - 02/28/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
NY
04/12/2006 - 10/21/2010
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/24/2005 - 03/31/2006
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
12/06/2004 - 05/26/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 08/02/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2008
Series 14 - Compliance Officer Examination
BC
Issued 10/25/2007
Series 24 - General Securities Principal Examination
BC
Issued 02/24/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/04/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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