Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Bauer is a financial advisor with over 16 years of experience in the industry. Andrew is a Chartered Financial Analyst and has a strong background in investment management. Andrew is currently registered as a Registered Representative (RA) with Brandywine Global Investment Management, LLC. Previously, Andrew was employed by Foreside Fund Services, LLC and Legg Mason Investor Services, LLC. Andrew holds several licenses including the Series 3, Series 6, Series 7 and SIE. Andrew is also registered in 53 states and the District of Columbia. Andrew specializes in portfolio management for individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model-only portfolios
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Asset-based fee from model-only recipients
1
2
PA
02/13/2012 - Present
Brandywine Global Investment Management, LLC (PHILADELPHIA PA)
PA
03/14/2008 - 12/14/2011
FORESIDE FUND SERVICES, LLC (BERWYN PA)
MD
12/01/2005 - 02/04/2008
LEGG MASON INVESTOR SERVICES, LLC (BALTIMORE MD)
MD
01/24/2005 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BC
Issued 06/12/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2013
Series 3 - National Commodity Futures Examination
BC
Issued 12/07/2006
Series 7 - General Securities Representative Examination
BC
Issued 01/21/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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