Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Patrick Thorpe is a financial advisor with over 25 years of experience in the industry. Andrew has been registered with the state of Massachusetts since 1996 and has held numerous registrations with various firms including Fidelity Investments, Putnam Mutual Funds Corp., Raymond James Financial Services, Inc., and MMC Securities Corp. Andrew is currently a registered representative with MMA Securities LLC where he has been working since 2016. Andrew has expertise in providing advisory services to retirement plan participants and is licensed to provide advisory services to a wide variety of clientele.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Advisory services to retirement plan participants
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Based on assets under advisement or per capita
1
2
MA
04/18/2024 - Present
MMA Securities LLC (Boston MA)
MA
09/29/2010 - 01/06/2016
MMC SECURITIES CORP. (BOSTON MA)
MA
06/04/2008 - 09/30/2010
RAYMOND JAMES FINANCIAL SERVICES, INC. (BOSTON MA)
RI
07/29/1997 - 06/06/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
MA
11/29/1996 - 07/22/1997
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
BOTH
Issued 03/29/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/10/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2009
Series 7 - General Securities Representative Examination
BC
Issued 11/27/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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