Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Starling is a registered investment advisor representative in Indiana. Andrew has passed the Series 63, Series 66, Series 7TO and SIE exams. Andrew is currently employed with Capital Client Group, Inc. and previously was with TD Ameritrade, Inc. Andrew is registered to provide investment advisory services in Indiana, Illinois, Kentucky, Michigan and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
IN
02/08/2025 - Present
Capital Client Group, Inc. (CARMEL IN)
IN
12/13/2022 - 12/31/2023
TD AMERITRADE, INC. (Carmel IN)
BOTH
Issued 02/17/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/24/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/20/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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