Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Schmidt is a financial professional with over 20 years of experience in the securities industry. Andrew currently works with Piper Sandler & Co. and is registered in Washington. Andrew has worked with a number of firms throughout their career, including Seattle-Northwest Securities Corporation and FSIC. Andrew holds a Series 66 license, which means that Andrew is registered as a both a securities agent and an investment advisor representative. Andrew is also a Series 7, Series 24 and Series 4 principal. Andrew has taken the SIE exam and the Municipal Securities Representative Examination, and is a registered principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
07/15/2013 - Present
Piper Sandler & Co. (SEATTLE WA)
WA
04/19/2011 - 07/16/2013
SEATTLE-NORTHWEST SECURITIES CORPORATION (SEATTLE WA)
WA
07/01/2003 - 04/28/2011
FSIC (SEATTLE WA)
BOTH
Issued 12/30/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/02/2004
Series 4 - Registered Options Principal Examination
BC
Issued 09/12/2003
Series 24 - General Securities Principal Examination
BC
Issued 08/20/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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