Unclaimed
Andrew Richardson is a financial advisor who has been working in the industry since August 6, 2013. Andrew is currently registered with Raymond James Financial Services, Inc. and is licensed to provide securities advice in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Andrew previously worked at Vanguard Marketing Corporation in Scottsdale, Arizona. Andrew holds the Series 6, Series 7, Series 63, and SIE licenses. Andrew is committed to providing his clients with personalized financial advice and investment strategies that meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
11/18/2022 - Present
Raymond James Financial Services, Inc. (ST. PETERSBURG FL)
AZ
08/07/2013 - 11/21/2022
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 08/19/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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