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Andrew Patrick Richardson

Raymond James Financial Services, Inc.

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About Andrew Patrick Richardson

Andrew Richardson is a financial advisor who has been working in the industry since August 6, 2013. Andrew is currently registered with Raymond James Financial Services, Inc. and is licensed to provide securities advice in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Andrew previously worked at Vanguard Marketing Corporation in Scottsdale, Arizona. Andrew holds the Series 6, Series 7, Series 63, and SIE licenses. Andrew is committed to providing his clients with personalized financial advice and investment strategies that meet their individual needs.

Firm Information

Andrew Richardson is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Richardson’s Registration & Firm History

FL

11/18/2022 - Present

Raymond James Financial Services, Inc. (ST. PETERSBURG FL)

AZ

08/07/2013 - 11/21/2022

VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)

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Licenses & Designations

BC

Issued 08/19/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/24/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/07/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Patrick Richardson.
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