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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Durfee is a financial advisor with Raymond James Financial Services Advisors, Inc. located in Buffalo, NY. Andrew has been in the financial industry for over 19 years and specializes in financial planning, portfolio management for businesses and individuals. He also offers hourly & fixed rate consultations and educational seminars. Andrew is registered with the state of New York and Texas and has earned his Series 7, Series 31, and Series 66 licenses. Prior to joining Raymond James, Andrew worked as a financial advisor for UBS Financial Services Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Morgan Stanley & Co., Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NY
02/12/2021 - Present
Raymond James Financial Services Advisors, Inc. (Buffalo NY)
NY
07/28/2011 - 02/23/2021
UBS FINANCIAL SERVICES INC. (BUFFALO NY)
NY
06/01/2009 - 08/08/2011
MORGAN STANLEY SMITH BARNEY (BUFFALO NY)
NY
05/11/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BUFFALO NY)
NY
04/02/2007 - 05/14/2007
MORGAN STANLEY & CO., INCORPORATED (WILLIAMSVILLE NY)
NY
08/19/2004 - 04/02/2007
MORGAN STANLEY DW INC. (WILLIAMSVILLE NY)
BOTH
Issued 08/20/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 08/05/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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