Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Patrick Dickey is a financial professional with over 10 years of experience in the financial services industry. Andrew has a strong background in securities and investment advising, and he is currently registered with Raymond James & Associates, Inc. Prior to joining Raymond James, Andrew worked with TD Ameritrade, Inc. and TD Ameritrade Clearing, Inc. Andrew holds several industry licenses and certifications, including the Series 3, 7, 24, 27, 34, and 63 exams, as well as the Securities Industry Essentials (SIE) exam. Andrew's focus is on providing tailored financial advice and investment management solutions to individuals, families, and businesses. He is committed to building long-term relationships with his clients and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/23/2019 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
NE
01/21/2016 - 03/26/2018
TD AMERITRADE, INC. (OMAHA NE)
NE
10/18/2013 - 03/26/2018
TD AMERITRADE CLEARING, INC. (OMAHA NE)
NE
08/28/2012 - 10/18/2013
TD AMERITRADE, INC. (OMAHA NE)
BC
Issued 09/04/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2016
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/23/2014
Series 24 - General Securities Principal Examination
BC
Issued 03/26/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2016
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 08/31/2016
Series 3 - National Commodity Futures Examination
BC
Issued 08/27/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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