Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Bray is a registered representative with MMA Securities LLC and MMA Asset Management LLC. Andrew has been in the financial services industry since 2007 and is licensed to provide securities and investment advisory services in several states. Andrew holds the Series 7, Series 66, and SIE licenses. In addition to his role at MMA Securities LLC and MMA Asset Management LLC, Andrew is also an employee of Marsh & McLennan Agency LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Advisory services to retirement plan participants
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Based on assets under advisement or per capita
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2
NC
04/03/2023 - Present
MMA Securities LLC (Greensboro NC)
NC
05/19/2010 - 04/03/2023
LPL FINANCIAL LLC (GREENSBORO NC)
NC
07/03/2007 - 05/11/2010
AMERIPRISE FINANCIAL SERVICES, INC. (STATESVILLE NC)
BOTH
Issued 08/22/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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