Unclaimed
Andrew Pascal Ameny is a financial advisor with Northwestern Mutual Investment Services, LLC. Andrew has been in the industry since 2016 and holds the Series 7, Series 66, and SIE licenses. Andrew has a diverse employment history, with experience in various roles at different financial institutions including UBS Financial Services Inc., Santander Securities LLC, and VALIC Financial Advisors, Inc. Andrew is also a former teacher, having worked at Exceed Charter School. Andrew is currently registered in Kentucky and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NJ
01/03/2025 - Present
Northwestern Mutual Investment Services, LLC (Florham Park NJ)
NJ
06/18/2018 - 05/28/2019
VALIC FINANCIAL ADVISORS, INC. (BERKELEY HEIGHTS NJ)
NY
06/19/2017 - 06/12/2018
SANTANDER SECURITIES LLC (LONG ISLAND CITY NY)
NJ
02/17/2016 - 05/11/2016
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 04/07/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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