Unclaimed
Andrew Norton is a financial advisor with Thrivent Investment Management Inc. Andrew has been in the financial services industry since 2021 and has experience working with individuals, churches and non-profit organizations. Andrew holds the Series 63, 65, and 6TO licenses and has passed the SIE exam. He is registered to provide investment advisory services in North Carolina. Andrew's office is located in Minneapolis, Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
02/29/2024 - Present
Thrivent Investment Management Inc. (MINNEAPOLIS MN)
NC
02/04/2021 - 07/29/2022
SECU BROKERAGE SERVICES (BRYSON CITY NC)
IA
Issued 06/02/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/31/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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